License Information
Under the Securities & Exchange Act B.E. 2535
| Type of Lincense | No. | Effective Date | Securities Business | Commencement Date |
|---|---|---|---|---|
| Securities Brokerage | 0002/2542 | 15/02/1999 | Securities Brokerage | 15/02/1999 |
| Securities Dealing | 0002/2542 | 15/02/1999 | Securities Dealing | 15/02/1999 |
| Securities Underwriting | 0002/2542 | 15/02/1999 | Securities Underwriting | 15/02/1999 |
| Investment Advisory Services | 0002/2542 | 15/02/1999 | Investment Advisory Services | 15/06/2004 |
| Securities Borrowing and Lending | ด07-0051-18 | 14/03/2013 | Securities Borrowing and Lending (Principal Only) | 27/06/2013 |
Under the Derivatives Act B.E. 2546
| Type of Lincense | No. | Effective Date | Securities Business | Commencement Date |
|---|---|---|---|---|
| Derivatives Broker | 0016/2551 | 31/07/2008 | Derivatives Broker | 04/09/2008 |